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Securities Regulation: Selected Statutes, Rules, and Forms, 2019 (Supplements) image

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Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors own Securities Regulation: Cases and Materials, Ninth Edition (forthcoming November 2019).New to the 2019 Edition:New Rule 15l-1 Regulation Best Interest has been addedThoroughly updated to reflect numerous changes made by the SEC tomodernize and simplify disclosure requirements for public companies, investment advisers, and investment companiesfacilitate the disclosure of information to investorssimplify compliance without significantly altering the total mix of information provided to investors.

✔ Author(s):
✔ Title: Securities Regulation: Selected Statutes, Rules, and Forms, 2019 (Supplements)
✔ Rating : 4.3 out of 5 base on (10 reviews)
✔ ISBN-10: 1543812759
✔ Language: English
✔ Format ebook: PDF, EPUB, Kindle, Audio, HTML and MOBI
✔ Device compatibles: Android, iOS, PC and Amazon Kindle

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